This version of the privacy policy in effect as of October 15, 2017

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General

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This privacy policy sets out how Financial 411 collects, uses and shares information concerning users of this website (individually “User” or “you”, collectively “users”).

Financial 411 and its associated companies are committed to respecting users’ privacy.  We have structured our website so that, in general, users can visit Financial 411 on the web without identifying themselves or revealing any personal information.  Once users choose to provide Financial 411 with any information by which users can be identified, users can be assured that it will only be collected, used by Financial 411.

Background

To ensure consumer privacy laws are not violated, Financial 411 has adopted the policies and procedures described under the “Privacy Notice” heading below, which govern the activities of each officer, member, director, trustee, and employee of Financial 411(collectively called the “Personnel”).

 

Glossary

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“Consumer” – an individual or an individual's legal representative that obtains or has obtained a financial product or service to be used primarily for personal, household, or family purposes. A person becomes a consumer even if a questionnaire or application is withdrawn or denied or an advisory agreement does not become effective.

“Customer” – a consumer that has an ongoing relationship with Fisher Investments, whereby Financial 411is providing one or more financial products or services to the consumer.

“Nonpublic personal information” –

• All personally identifiable financial information.

• While the GLB Act excludes publicly available information (e.g., a list of persons and their publicly listed telephone numbers), nonpublic personal information does include any list, description or other groupings of consumers (and publicly available information pertaining to them) derived using any nonpublic personally identifiable financial information that is not publicly available information.

 

What information Financial 411collects

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Financial 411 may collect the following information:

• Financial 411 collects information from users who request information and/or information materials, including name, address, telephone number, email address, and investment-related questions.

• Financial 411 collects information provided orally and in writing via email, mail, online, or in-person from prospective clients, clients, prospective employees, and employees.

 

How Financial 411 uses and shares information collected

Financial 411may use the information for the following reasons:

• Internal record keeping.

• To improve products and services.

• To follow up, either by email, phone or mail, with people who have requested information and/or materials.

• To periodically send promotional email or mail about services, recent developments or other information which users may find interesting using the email address or mailing address which users have provided when requesting information and/or materials.

• To analyze the financial situation of prospective clients and to provide and management services to clients.

• As otherwise permitted by law.

• Pursuant to your request.

 

Financial 411 will not disclose information externally. Financial 411 does not sell or lease users' personal information to third parties so they can market to users.

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How to access and rectify information

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Users may contact Financial 411 at any time to request access to information Financial 411 maintains about them, to rectify any inaccuracies in such information, or to say they no longer want to be contacted by Financial 411for direct marketing or other purposes.  

Financial 411 can be contacted by mail,

At 1314 W. McDermott Drive, 106A, Allen TX 75013

Email: Financial411@att.Net  or telephone 1-877-529-6543

To unsubscribe Please put “UNSUBSCRIBE” in the subject field and include the email address where you received the content, along with any additional email addresses you would like suppressed. We will do our best to prevent you from receiving our email content in the future.

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Security

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Financial 411 is committed to ensuring that user information is secure. In order to prevent unauthorized access or disclosure, Financial 411 has put in place suitable physical, electronic, and managerial procedures to safeguard and secure information. Nevertheless, due to the nature of the Internet and Internet technologies, security and privacy risks cannot be eliminated and Financial 411cannot guarantee that users’ personal information will not be disclosed in ways not otherwise described in this privacy policy.