Financial 411 and its associated companies are committed to respecting users’ privacy. We have structured our website so that, in general, users can visit Financial 411 on the web without identifying themselves or revealing any personal information. Once users choose to provide Financial 411 with any information by which users can be identified, users can be assured that it will only be collected, used by Financial 411.
To ensure consumer privacy laws are not violated, Financial 411 has adopted the policies and procedures described under the “Privacy Notice” heading below, which govern the activities of each officer, member, director, trustee, and employee of Financial 411(collectively called the “Personnel”).
“Consumer” – an individual or an individual's legal representative that obtains or has obtained a financial product or service to be used primarily for personal, household or family purposes. A person becomes a consumer even if a questionnaire or application is withdrawn or denied or an advisory agreement does not become effective.
“Customer” – a consumer that has an ongoing relationship with Fisher Investments, whereby Financial 411is providing one or more financial products or services to the consumer (e.g., an advisory client of Fisher Investments).
“Nonpublic personal information” –
All personally identifiable financial information.
While the GLB Act excludes publicly available information (e.g., a list of persons and their publicly listed telephone numbers), nonpublic personal information does include any list, description or other groupings of consumers (and publicly available information pertaining to them) derived using any nonpublic personally identifiable financial information that is not publicly available information.
What information Financial 411collects
Financial 411 may collect the following information:
Financial 411 collects information from users who request information and/or information materials, including name, address, telephone number, email address, and investment-related questions.
Financial 411 collects information provided orally and in writing via email, mail, online or in person from prospective clients, clients, prospective employees, and employees.
How Financial 411 uses and shares information collected
Financial 411may use the information for the following reasons:
Internal record keeping.
To improve products and services.
To follow up, either by email, phone or mail, with people who have requested information and/or materials.
To periodically send promotional email or mail about services, recent developments or other information which users may find interesting using the email address or mailing address which users have provided when requesting information and/or materials.
To analyze the financial situation of prospective clients and to provide and management services to clients.
As otherwise permitted by law.
Pursuant to your request.
Financial 411 will not disclose information externally. Financial 411 does not sell or lease users' personal information to third parties so they can market to users.
How to access and rectify information
Users may contact Financial 411 at any time to request access to information Financial 411 maintains about them, to rectify any inaccuracies in such information, or to say they no longer want to be contacted by Financial 411for direct marketing or other purposes.
Financial 411 can be contacted by mail,
At 1314 W. McDermott Drive, 106A, Allen TX 75013
Email: or telephone 1-877-529-6543
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Email: Toll Free 1-877-529-6543 Fax: 805-299-4553
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